Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert W. Williams is a financial advisor with over 27 years of experience in the industry. Robert has a diverse background in financial services, having worked with several reputable firms including Chase Investment Services Corp., BANC of America Investment Services, Inc., Frost Brokerage Services, Inc., and BANC ONE Securities Corporation. Robert has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and institutional investors. Currently, Robert is a Registered Representative and Investment Advisor Representative at J.p. Morgan Securities LLC. He has been registered with J.p. Morgan Securities LLC since October 2012. Robert is a Certified Financial Planner and holds multiple licenses and certifications, including the Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam. He is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (FORT WORTH TX)
TX
04/22/2003 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARLINGTON TX)
MA
03/28/2003 - 04/21/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
10/13/2000 - 03/31/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
06/06/2000 - 09/07/2000
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
IL
12/03/1996 - 06/01/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
01/30/1995 - 11/13/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 11/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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