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Robert W Oakes

Buckman, Buckman & Reid, Inc.

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About Robert W Oakes

Robert Oakes is a financial professional with over 30 years of experience in the industry. Robert currently holds registrations with FINRA and is registered with the states of New Jersey, New York and Utah. Robert is a principal at Buckman, Buckman & Reid, Inc. and is currently affiliated with the firm's Little Silver, NJ branch office. Robert has held previous positions at several other firms including San Blas Securities LLC, Paulson Investment Company LLC, Celadon Financial Group LLC and Seton Securities Group, Inc.

Firm Information

Robert Oakes is currently registered with Buckman, Buckman & Reid, Inc.. Buckman, Buckman & Reid, Inc. is a Corporation formed on September 7, 1988. The firm is registered in 50 states and is also SEC registered. The firm has reported 18 regulatory events and 4 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Oakes’s Registration & Firm History

NJ

08/27/2024 - Present

Buckman, Buckman & Reid, Inc. (LITTLE SILVER NJ)

NJ

05/21/2024 - 08/26/2024

BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)

NJ

08/04/2022 - 05/21/2024

SAN BLAS SECURITIES LLC (Red Bank NJ)

NJ

02/09/2018 - 09/01/2022

PAULSON INVESTMENT COMPANY LLC (Hazlet NJ)

NJ

07/12/2016 - 01/29/2018

CELADON FINANCIAL GROUP LLC (Hazlet NJ)

NJ

06/10/2011 - 07/07/2016

BUCKMAN, BUCKMAN & REID, INC. (little silver NJ)

NJ

10/05/2007 - 05/24/2011

SETON SECURITIES GROUP, INC. (UNION BEACH NJ)

NJ

10/29/2002 - 10/01/2007

BILTMORE INTERNATIONAL CORPORATION (EDISON NJ)

NJ

10/20/1998 - 09/27/2002

PHILLIP LOUIS TRADING, INC. (RED BANK NJ)

IL

07/10/1995 - 10/28/1998

SOUTH BEACH SECURITIES, INC. (CHICAGO IL)

NJ

07/22/1991 - 07/20/1995

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NA

07/16/1990 - 08/09/1991

PRINCETON FINANCIAL GROUP, INC.

NA

06/15/1988 - 07/23/1990

WILLIAM ALLEN & COMPANY INCORPORATED

NA

08/20/1985 - 06/24/1988

FITZGERALD, DEARMAN & ROBERTS, INC.

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Licenses & Designations

BC

Issued 08/07/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/26/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

BC

Issued 08/08/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Robert W Oakes. Review regulatory record here.
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