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Robert W Baker

Charles Schwab & CO., Inc.

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About Robert W Baker

Robert W. Baker is a financial advisor currently registered with Charles Schwab & CO., Inc. in Westlake, TX. Robert has been in the financial services industry since 2012. Robert has also worked for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and NATIONAL FINANCIAL SERVICES LLC. Robert holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Robert is also a Certified Financial Planner.

Firm Information

Robert Baker is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Baker’s Registration & Firm History

TX

04/26/2019 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

09/19/2015 - 11/17/2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)

TX

07/17/2013 - 02/10/2015

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

KS

11/11/2008 - 03/02/2010

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

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Licenses & Designations

IA

Issued 04/26/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert W Baker.
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