Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Vincent Torris has been in the financial services industry since 1996 and is currently registered with LPL Financial LLC. He holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 63, and 65. Robert has a strong track record of success in providing financial advice and investment management services to a diverse clientele. His previous affiliations include Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Leaders Group, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/30/2024 - Present
LPL Financial LLC (ST.PETERSBURG FL)
FL
04/02/2007 - 11/26/2007
MORGAN STANLEY & CO., INCORPORATED (CLEARWATER FL)
FL
02/02/2001 - 04/02/2007
MORGAN STANLEY DW INC. (CLEARWATER FL)
NY
08/01/1997 - 02/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
11/06/1996 - 12/31/1997
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
02/12/1997 - 04/28/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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