Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ponciroli is a financial advisor registered with LPL Financial LLC. Robert is a registered representative of LPL Financial LLC. Robert's professional experience includes working with clients in Colorado, Illinois, and Missouri. Robert Ponciroli's professional experience began on March 10, 1995. Robert has been with LPL Financial LLC since February 18, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
02/18/2021 - Present
LPL Financial LLC (CREVE COEUR MO)
CO
03/17/2015 - 01/22/2021
CUNA BROKERAGE SERVICES, INC. (Westminster CO)
MO
11/03/2009 - 03/06/2015
NYLIFE SECURITIES LLC (ST. LOUIS MO)
MO
03/23/2007 - 10/12/2009
AXA ADVISORS, LLC (CLAYTON MO)
MO
05/25/2005 - 03/30/2006
FORESTERS EQUITY SERVICES, INC. (ST. CHARLES MO)
CA
11/10/2004 - 05/02/2005
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
10/09/2000 - 11/08/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IN
06/01/1998 - 08/14/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
11/04/1991 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 04/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 03/01/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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