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Robert Vincent Lowney

Wall Street Access

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About Robert Vincent Lowney

Robert Vincent Lowney has been active in the securities industry since May 1, 2001. Robert is currently registered with Wall Street Access and has been with them since July 24, 2012. Before joining Wall Street Access, Robert was with Rodman & Renshaw, LLC, Hudson Securities, Inc., Tradition Asiel Securities Inc., UBS Securities LLC, UBS Capital Markets L.P., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert has a total of 11 approved securities licenses and is currently registered in New Jersey and New York.

Firm Information

Robert Lowney is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Lowney’s Registration & Firm History

NY

07/24/2012 - Present

Wall Street Access (NEW YORK NY)

NY

05/27/2011 - 07/19/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NJ

01/04/2008 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

01/20/2006 - 10/31/2006

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

04/22/2005 - 06/06/2005

UBS SECURITIES LLC (NEW YORK NY)

CT

10/25/2000 - 06/06/2005

UBS CAPITAL MARKETS L.P. (STAMFORD CT)

NY

12/01/1997 - 03/16/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Robert Vincent Lowney. Review regulatory record here.
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