Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Vincent Capone is an investment advisor representative with Anchor Capital in Aliso Viejo, CA. He has been in the industry since 2014 and has experience working with a variety of clients, including high-net-worth individuals, investment companies, and individuals other than high-net-worth. He holds several licenses and certifications, including Series 66, Series 63, Series 7, Series 6TO, and SIE. Mr. Capone specializes in portfolio management for businesses, individuals, and investment companies. He also has experience with insurance companies and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Flat fee
1
2
PA
03/20/2020 - Present
Anchor Capital (West Chester PA)
PA
03/02/2015 - 02/10/2017
HORNOR, TOWNSEND & KENT, INC. (NEWTOWN PA)
PA
03/31/2014 - 06/26/2014
NATIONWIDE SECURITIES, LLC (WAYNE PA)
NY
03/01/1999 - 03/17/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/01/1999 - 03/17/1999
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
BC
Issued 09/01/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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