Unclaimed
Robert Victor Botschka is a financial professional with over 10 years of experience in the financial services industry. Robert is currently registered with Fifth Third Securities, Inc. and holds Series 7, 79, 79TO and SIE licenses. Robert was previously registered with LLOYDS SECURITIES and RBC CAPITAL MARKETS CORPORATION. Robert is licensed to provide investment advisory services in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/15/2022 - Present
Fifth Third Securities, Inc. (NEW YORK NY)
NY
02/08/2011 - 07/23/2013
LLOYDS SECURITIES (NEW YORK NY)
NY
12/06/2007 - 12/01/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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