Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ivan Schwartz is a financial professional with over 35 years of experience in the industry. Robert is currently registered with Citigroup Global Markets INC. and has been with them since May 2007. Prior to this, Robert was a registered representative with CITICORP INVESTMENT SERVICES, MARKETING ONE SECURITIES, INC., SCHONFELD SECURITIES INC., BUTCHER & SINGER INC., INVESTORS CENTER INC., BLINDER, ROBINSON & CO., INC., and THE STUART-JAMES COMPANY, INC. Robert holds licenses for Series 7, 63, 24 and 65, along with the SIE. Robert's experience includes portfolio management for individuals, businesses, and investment companies. Robert also provides financial planning and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Holbrook NY)
NY
07/27/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW HYDE PARK NY)
OR
02/04/1991 - 07/21/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
09/22/1989 - 06/12/1990
SCHONFELD SECURITIES INC. (JERICHO NY)
NA
05/24/1989 - 10/03/1989
BUTCHER & SINGER INC.
NA
08/19/1988 - 03/10/1989
INVESTORS CENTER INC.
NA
11/07/1984 - 09/23/1988
BLINDER, ROBINSON & CO., INC.
NA
10/26/1984 - 11/07/1984
THE STUART-JAMES COMPANY, INC.
IA
Issued 2/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/24/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
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Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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