Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richardson is a securities professional with a focus on Investment Banking, having passed the Series 79TO, Series 79 and the SIE exam. He currently works at Ba Securities, LLC as an Investment Banking Registered Representative. Previously, Robert worked at BB&T Securities, LLC. Robert holds current registrations in Kentucky, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/25/2022 - Present
BA Securities, LLC (RICHMOND VA)
VA
12/23/2016 - 04/27/2020
BB&T SECURITIES, LLC (RICHMOND VA)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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