Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lewis is a financial advisor with over 40 years of experience in the financial services industry. Robert has worked with Morgan Stanley since June 2010. Before that, he was with UBS Financial Services for almost a decade. Robert has held licenses and registrations with a number of other firms throughout their career. Robert has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice. Robert is dedicated to helping clients achieve their financial goals. Robert's experience and expertise make them a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Wealthpenn.comllc (New York NY)
NY
05/25/2001 - 06/10/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/25/1989 - 06/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/31/1980 - 08/04/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
01/13/1978 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
01/20/1978 - 02/20/1978
LOEB PARTNERS
NA
01/04/1977 - 01/20/1978
LOEB RHOADES & CO. INC.
NA
12/06/1974 - 01/04/1977
LOEB, RHOADES & CO. INC.
NA
09/20/1974 - 11/23/1974
GOLDBERT POLEN & CO INC
NA
07/13/1972 - 08/30/1974
SCHWEICKART & CO.
NA
08/24/1971 - 08/26/1972
BACHE & CO INCORPORATED
NA
02/12/1971 - 05/21/1971
CANTELLA & COMPANY
NA
03/24/1971 - 04/24/1971
PHILIPS, APPEL & WALDEN, INC.
BC
Issued 1/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/25/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 2/9/1978
PC - AMEX Put and Call Exam
BC
Issued 2/11/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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