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Robert Traina

Fifth Third Securities, Inc.

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About Robert Traina

Robert Traina is a registered representative with Fifth Third Securities, Inc., headquartered in Cincinnati, Ohio. Robert has over 29 years of experience in the financial services industry and currently holds registrations in several states. Robert is a Series 66, 63, 7, 10, 9, and SIE licensed advisor. Robert's previous employers include CUNA Brokerage Services, Inc., Wells Fargo Advisors, LLC, HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc. Robert specializes in providing financial planning, portfolio management, and selection of other advisors.

Firm Information

Robert Traina is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

15221 TAMIAMI TRAIL S.

FORT MYERS, FL 33908

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Traina’s Registration & Firm History

FL

06/04/2021 - Present

Fifth Third Securities, Inc. (FORT MYERS FL)

NY

07/23/2013 - 06/08/2021

CUNA BROKERAGE SERVICES, INC. (Deer Park NY)

NY

06/10/2010 - 07/15/2013

WELLS FARGO ADVISORS, LLC (BABYLON NY)

NY

01/01/2005 - 05/28/2010

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

02/13/2004 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

06/17/1999 - 01/30/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

03/03/1998 - 04/06/1999

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

NY

06/12/1992 - 03/24/1998

WHALE SECURITIES CO., L.P. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 6/8/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/7/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/11/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 3/30/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/15/1996

Series 7 - General Securities Representative Examination

BC

Issued 6/10/1992

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Robert Traina. Review regulatory record here.
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