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Robert Torpy Miller

Sharebuilder 401k

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About Robert Torpy Miller

Robert Torpy Miller is a financial professional with over 20 years of experience in the financial services industry. Robert Miller has a strong background in financial planning, investment management, and retirement planning. Currently, Robert Miller is an Investment Advisor Representative with ShareBuilder Advisors. Prior to his current role, Robert Miller worked at Capital One Investing, LLC. Robert Miller holds the Series 65, Series 63, Series 4, Series 27, Series 24, Series 55 and Series 7 licenses. Robert Miller is also a Chartered Financial Analyst.

Firm Information

Robert Miller is currently registered with Sharebuilder 401k. Sharebuilder 401k is a Seattle, WA-based firm that provides pension consulting and educational seminars. They specialize in serving pension and profit-sharing plans, with approximately 5,500 clients. The firm has 16 investment adviser representatives and 5 investment advisory functions.
Sharebuilder 401k

801 SECOND AVE

SEATTLE, WA 98104

Not reported

Assets Under Management

5,500

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Miller’s Registration & Firm History

WA

07/16/2019 - Present

Sharebuilder 401k (SEATTLE WA)

WA

04/11/2002 - 04/11/2016

CAPITAL ONE INVESTING, LLC (SEATTLE WA)

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Licenses & Designations

IA

Issued 06/22/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2005

Series 4 - Registered Options Principal Examination

BC

Issued 03/30/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/14/2003

Series 24 - General Securities Principal Examination

BC

Issued 04/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert Torpy Miller.
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