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Robert Todd Wax

Thornburg Investment Management Inc.

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About Robert Todd Wax

Robert Wax is a financial advisor at Thornburg Investment Management Inc. in Santa Fe, NM. Robert has been in the industry since May 29, 2008 and specializes in investments for individuals, corporations and businesses, investment companies, and pooled investment vehicles. Robert is a licensed investment advisor in New Mexico. Robert has been with Thornburg Investment Management Inc. since March 2010. Robert is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 66, and 7 licenses.

Firm Information

Robert Wax is currently registered with Thornburg Investment Management Inc.. Thornburg Investment Management Inc. is a Santa Fe, NM-based investment advisor with approximately $41.83 billion in regulatory assets under management. The firm offers portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Thornburg Investment Management Inc. has over 88 registered representatives and 42 investment advisory professionals.
Thornburg Investment Management Inc.

2300 NORTH RIDGETOP ROAD

SANTA FE, NM 87506

$41.83B

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Wax’s Registration & Firm History

NM

04/06/2010 - Present

Thornburg Investment Management Inc. (SANTA FE NM)

TX

07/26/2007 - 06/01/2009

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 03/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Todd Wax.
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