Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thompson is a financial professional with over 14 years of experience in the financial services industry. Robert is currently registered with Nylife Securities LLC. Robert has a Series 7, Series 63, and Series 99TO licenses. Robert was previously registered with Signal Securities, Inc., Dewaay Financial Network, LLC, and H.D. Vest Investment Services. Robert is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/22/2017 - Present
Nylife Securities LLC (DALLAS TX)
TX
01/22/2013 - 09/16/2015
SIGNAL SECURITIES, INC. (FORT WORTH TX)
TX
05/19/2010 - 01/27/2011
DEWAAY FINANCIAL NETWORK, LLC (FORT WORTH TX)
TX
10/08/2008 - 05/14/2010
H.D. VEST INVESTMENT SERVICES (FORT WORTH TX)
TX
06/11/2007 - 09/25/2008
SIGNAL SECURITIES, INC. (FORT WORTH TX)
TX
05/02/2005 - 06/04/2007
H.D. VEST INVESTMENT SERVICES (IRVING TX)
BC
Issued 02/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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