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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Todd Martin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, TX. Robert Todd Martin is registered with FINRA and has been in the industry since 1999. Robert Todd Martin has a Series 7, Series 24, Series 26, Series 52, Series 53, Series 63 and Series 65 license. Robert Todd Martin is a registered investment advisor with the state of Florida and Texas. Robert Todd Martin has previously worked with Citi Private Advisory, LLC, CITIGROUP GLOBAL MARKETS INC., WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC. and WELLS FARGO SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/20/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
03/28/2017 - 07/11/2018
CITI PRIVATE ADVISORY, LLC (Houston TX)
TX
03/21/2012 - 07/11/2018
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
01/03/2011 - 03/28/2012
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
09/19/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
MA
07/17/2001 - 10/23/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/02/2001 - 07/27/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/06/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MA
02/23/2000 - 09/18/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
01/20/1998 - 01/27/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 04/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/08/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/04/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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