Unclaimed
Robert Timothy Gump is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Vanguard Advisers, Inc. and holds Series 7, 63, 66 and SIE licenses. Robert has worked with various firms like Waddell & Reed, USAA Financial Advisors, Inc., Frost Brokerage Services, Inc. and Ameriprise Financial Services, Inc. Robert specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/12/2023 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
01/03/2019 - 02/12/2020
WADDELL & REED (SAN ANTONIO TX)
TX
08/05/2016 - 10/26/2018
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
08/06/2015 - 06/24/2016
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
02/18/2014 - 03/10/2015
AMERIPRISE FINANCIAL SERVICES, INC. (EDINBURG TX)
TX
04/27/2005 - 02/25/2014
USAA FINANCIAL ADVISORS, INC. (MCALLEN TX)
TX
12/17/2003 - 04/27/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
KS
10/19/2001 - 11/20/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 10/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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