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Robert Thompson

PFG Advisors

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About Robert Thompson

Robert Thompson is an investment advisor representative with PFG Advisors, LLC. Robert has been in the financial services industry since 1997. Robert is registered with the state of Texas as an Investment Advisor Representative. Robert also holds the Series 6, 7, 63 and 65 licenses.

Firm Information

Robert Thompson is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Thompson’s Registration & Firm History

TX

04/05/2021 - Present

PFG Advisors (Austin TX)

TX

04/07/2021 - 06/14/2024

SECURITIES AMERICA, INC. (AUSTIN TX)

TX

12/10/2018 - 05/15/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)

CA

03/09/2004 - 09/18/2017

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

IL

08/06/1997 - 03/03/2004

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 08/08/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/05/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Thompson.
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