Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Waters is a financial advisor with over 40 years of experience in the financial industry. Robert currently works at MML Investors Services, LLC. In addition to Robert's current position, Robert has also previously held positions at New England Securities, G. R. Phelps & Co., Inc., and Mark Ross & Co., Inc.. Robert is licensed to provide financial advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
03/01/1996 - Present
MML Investors Services, LLC (SYRACUSE NY)
NY
12/18/1995 - 01/30/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
09/27/1978 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
01/05/1993 - 02/17/1994
MARK ROSS & CO., INC. (NEW YORK NY)
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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