Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Stegemeier is an investment advisor representative with Wells Fargo Clearing Services, LLC. Robert is a licensed professional with 28 years of experience in the industry. Robert has been registered with FINRA since April 18, 1995. Robert holds the Series 7, 9, 10, 63, and 66 licenses. Robert currently provides services to clients in Alton, Illinois. Prior to joining Wells Fargo Clearing Services, LLC, Robert was employed by A. G. EDWARDS & SONS, INC. and FFG INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/30/2013 - Present
Wells Fargo Clearing Services, LLC (ALTON IL)
IL
03/17/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ALTON IL)
NA
04/19/1995 - 03/18/1998
FFG INVESTMENTS INC.
BOTH
Issued 12/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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