Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smith is a registered representative with Pinnacle Capital Securities, LLC in Long Beach, CA. He is licensed in California. Robert has been in the financial services industry since 2007. Robert holds the following licenses: Series 7, Series 24, Series 63, Series 79TO, and SIE. Robert has previous experience working with Aaron Capital Incorporated, Hamilton Grant LLC, Xnergy Financial LLC and Mosaic Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/01/2021 - Present
Pinnacle Capital Securities, LLC (LONG BEACH CA)
GA
07/20/2011 - 11/26/2021
AARON CAPITAL INCORPORATED (Columbus GA)
CA
01/15/2016 - 05/29/2018
HAMILTON GRANT LLC (Los Angeles CA)
CA
11/11/2009 - 07/19/2011
XNERGY FINANCIAL LLC (LOS ANGELES CA)
CA
07/16/2007 - 09/21/2009
MOSAIC CAPITAL SECURITIES, LLC (SHERMAN OAKS CA)
BC
Issued 12/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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