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Robert Thomas Smith

Pinnacle Capital Securities, LLC

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About Robert Thomas Smith

Robert Smith is a registered representative with Pinnacle Capital Securities, LLC in Long Beach, CA. He is licensed in California. Robert has been in the financial services industry since 2007. Robert holds the following licenses: Series 7, Series 24, Series 63, Series 79TO, and SIE. Robert has previous experience working with Aaron Capital Incorporated, Hamilton Grant LLC, Xnergy Financial LLC and Mosaic Capital Securities, LLC.

Firm Information

Robert Smith is currently registered with Pinnacle Capital Securities, LLC. Pinnacle Capital Securities, LLC, is a Limited Liability Company formed on February 17, 2016. The firm is registered with the Securities and Exchange Commission and all 51 U.S. states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Smith’s Registration & Firm History

CA

11/01/2021 - Present

Pinnacle Capital Securities, LLC (LONG BEACH CA)

GA

07/20/2011 - 11/26/2021

AARON CAPITAL INCORPORATED (Columbus GA)

CA

01/15/2016 - 05/29/2018

HAMILTON GRANT LLC (Los Angeles CA)

CA

11/11/2009 - 07/19/2011

XNERGY FINANCIAL LLC (LOS ANGELES CA)

CA

07/16/2007 - 09/21/2009

MOSAIC CAPITAL SECURITIES, LLC (SHERMAN OAKS CA)

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Licenses & Designations

BC

Issued 12/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/04/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Thomas Smith.
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