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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sim has been in the financial services industry since May 17, 2006. Currently, Robert is registered with Fidelity Personal and Workplace Advisors in Middletown, NJ and Shrewsbury, NJ. Previously, Robert worked for Benjamin F. Edwards & Company, Inc. in Red Bank, NJ, Wells Fargo Advisors, LLC in Red Bank, NJ, Signator Investors, Inc. in Wilmington, DE, Merrill Lynch, Pierce, Fenner & Smith Incorporated in Eatontown, NJ, Advest, Inc. in Hartford, CT and Morgan Stanley DW Inc. in Purchase, NY. Robert holds a Series 66, Series 10, Series 9, SIE, Series 31 and Series 7 license and is a Certified Financial Planner. Robert's area of specialization is in investment advisory services, including financial planning, educational seminars, selection of other advisors and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (MIDDLETOWN NJ)
NJ
08/05/2011 - 12/21/2012
BENJAMIN F. EDWARDS & COMPANY, INC. (RED BANK NJ)
NJ
05/10/2010 - 05/20/2011
WELLS FARGO ADVISORS, LLC (RED BANK NJ)
DE
03/21/2007 - 01/27/2010
SIGNATOR INVESTORS, INC. (WILMINGTON DE)
NJ
03/08/2006 - 10/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EATONTOWN NJ)
CT
07/28/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
06/15/2005 - 07/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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