Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Rose is a financial advisor currently affiliated with Janney Montgomery Scott LLC. Robert has been in the financial industry since 1995 and has worked for several other firms including Truist Investment Services, Inc., BB&T Securities, LLC and Scott & Stringfellow, LLC. Robert is registered to provide investment advisory services in North Carolina and Texas. Robert is also registered as a broker-dealer in 43 states, the District of Columbia and Puerto Rico. Robert's firm manages over $85 billion in assets and provides financial planning, pension consulting and portfolio management services to a range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
12/06/2022 - Present
Janney Montgomery Scott LLC (Greensboro NC)
NC
02/17/2021 - 12/13/2022
TRUIST INVESTMENT SERVICES, INC. (GREENSBORO NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
08/24/2007 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (GREENSBORO NC)
NC
10/01/2000 - 08/29/2007
WACHOVIA SECURITIES, LLC (WINSTON-SALEM NC)
NC
09/28/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
03/25/1996 - 09/03/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
MO
10/02/1990 - 11/06/1990
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CO
09/19/1989 - 10/15/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 07/11/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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