Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Ramos is a financial advisor with over 30 years of experience in the financial services industry. Robert has a broad range of experience, having worked with various firms including Sterne Agee Financial Services, Inc., WRP Investments, Inc., National Planning Corporation, and Pruco Securities Corporation. Robert is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT® professional. Robert has a strong understanding of the financial markets and investment strategies. Robert specializes in financial planning, portfolio management for individuals, and selection of other advisors. Robert is currently affiliated with Sowell Management. Sowell Management is a financial advisory firm that offers a wide range of financial services to individuals and institutions. Sowell Management has a team of experienced financial advisors who are dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
11/01/2024 - Present
Sowell Management (NORTH LITTLE ROCK AR)
MD
09/12/2014 - 03/02/2015
STERNE AGEE FINANCIAL SERVICES, INC. (WALDORF MD)
MD
09/02/2005 - 09/12/2014
WRP INVESTMENTS, INC. (WALDORF MD)
CA
08/10/2000 - 09/09/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
08/24/1993 - 07/27/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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