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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Phillips is a financial advisor with LPL Financial LLC based in BELLEVUE, WA. Robert has been in the financial services industry since 2007. He holds Series 6, 7, 26, 63, and 65 licenses and is also a Certified Financial Planner. Robert is registered in 20 states and is active in both the Broker-Dealer and Investment Advisor space. Robert's primary focus is on providing comprehensive financial planning and investment management services to individuals, families, and small businesses. He also has experience working with charitable organizations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
09/30/2019 - Present
LPL Financial LLC (BELLEVUE WA)
WA
01/01/2007 - 10/03/2019
WOODBURY FINANCIAL SERVICES, INC. (BELLEVUE WA)
IA
Issued 03/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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