Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Koczent is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with LPL Financial LLC, where he provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutional clients. He holds Series 7, 24, 31, and 63 securities licenses, as well as a Series 65 investment advisor license. In addition to LPL Financial, Robert has also worked with firms such as The FI Group, Inc. and Dean Witter Reynolds Inc. Robert is dedicated to helping his clients achieve their financial goals through a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (PENN YAN NY)
NY
01/24/2000 - 05/07/2004
THE FI GROUP, INC. (WARSAW NY)
WI
02/07/1997 - 03/23/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
05/29/1996 - 01/30/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Koczent is the right advisor for you? Invested Better is here to help.
