Unclaimed
Robert Kirkwood is a financial professional with over 10 years of experience in the industry. Robert currently works as a registered representative at Lument Securities, LLC, a firm based in New York, NY. Prior to joining Lument Securities, LLC, Robert held positions at Lancaster Pollard & Co., LLC and Red Capital Markets, LLC. Robert holds several industry licenses, including Series 7, Series 24, Series 27 and Series 99TO. Robert has a strong background in the financial services industry and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2019 - Present
Lument Securities, LLC (New York NY)
OH
03/04/2014 - 01/02/2019
LANCASTER POLLARD & CO., LLC (COLUMBUS OH)
OH
02/24/2012 - 11/01/2013
RED CAPITAL MARKETS, LLC (COLUMBUS OH)
BC
Issued 12/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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