Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Thomas Kirkwood

Lument Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Thomas Kirkwood

Robert Kirkwood is a financial professional with over 10 years of experience in the industry. Robert currently works as a registered representative at Lument Securities, LLC, a firm based in New York, NY. Prior to joining Lument Securities, LLC, Robert held positions at Lancaster Pollard & Co., LLC and Red Capital Markets, LLC. Robert holds several industry licenses, including Series 7, Series 24, Series 27 and Series 99TO. Robert has a strong background in the financial services industry and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Robert Kirkwood is currently registered with Lument Securities, LLC. Lument Securities, LLC is a Limited Liability Company formed in May 2010. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Kirkwood’s Registration & Firm History

NY

01/02/2019 - Present

Lument Securities, LLC (New York NY)

OH

03/04/2014 - 01/02/2019

LANCASTER POLLARD & CO., LLC (COLUMBUS OH)

OH

02/24/2012 - 11/01/2013

RED CAPITAL MARKETS, LLC (COLUMBUS OH)

Not sure if Robert Thomas Kirkwood is right for you?

Licenses & Designations

BC

Issued 12/29/2014

Series 24 - General Securities Principal Examination

BC

Issued 02/23/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Thomas Kirkwood.
Not sure if Robert Thomas Kirkwood is right for you?