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Robert Thomas Hannigan

Aldwych Securities LLC

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About Robert Thomas Hannigan

Robert Hannigan is a securities professional with over 30 years of experience in the industry. Robert is currently registered with Aldwych Securities LLC, a firm based in Stamford, Connecticut. Robert has held several previous roles at prominent firms including Emerson Equity LLC, Mizuho Securities USA Inc., BTIG, LLC, Knight Libertas LLC, Summit Securities Group LLC, CRT Capital Group LLC, J.P. Morgan Securities Inc., UBS Securities Inc., and Citigroup Securities, Inc. Robert holds a variety of licenses including Series 7, Series 24, Series 53, Series 55 and SIE. Robert is currently registered in Connecticut.

Firm Information

Robert Hannigan is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hannigan’s Registration & Firm History

CT

06/27/2013 - Present

Aldwych Securities LLC (Stamford CT)

NY

11/13/2012 - 07/08/2013

EMERSON EQUITY LLC (NEW YORK NY)

NY

04/28/2011 - 04/27/2012

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

11/08/2010 - 04/06/2011

BTIG, LLC (NEW YORK NY)

CT

07/28/2008 - 10/20/2010

KNIGHT LIBERTAS LLC (GREENWICH CT)

NY

01/07/2008 - 07/24/2008

SUMMIT SECURITIES GROUP LLC (NEW YORK NY)

CT

01/01/1998 - 12/17/2007

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

05/07/1996 - 11/07/1997

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/04/1994 - 11/03/1995

UBS SECURITIES INC. (NEW YORK NY)

NY

06/25/1993 - 03/02/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

NJ

07/30/1987 - 05/18/1993

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/15/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/19/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Thomas Hannigan.
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