Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Grogan is a registered representative with MUFG Securities Americas Inc., and has been in the industry since 2013. Previously, Robert Grogan held positions at RBC Capital Markets, LLC and RBC Capital Markets Arbitrage, S.A. Robert Grogan is registered in 51 states, and has licenses Series 7, Series 55, Series 63, SIE, and Series 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/23/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/02/2013 - 02/01/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/17/2014 - 12/02/2014
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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