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Robert Thomas Graham

Pruco Securities, LLC

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About Robert Thomas Graham

Robert Graham is a financial professional with over 23 years of experience in the industry. Robert has a Series 6, 7, 24, 26, 51, 63, and 65 licenses. Robert is registered with Pruco Securities, LLC. Robert has been with Pruco Securities, LLC since 1998 and has a strong track record of providing financial advice to individuals, corporations, and other institutions. Robert specializes in portfolio management, financial planning, and retirement planning.

Firm Information

Robert Graham is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Robert Graham’s Registration & Firm History

CA

08/11/2021 - Present

Pruco Securities, LLC (San Diego CA)

CA

09/01/1998 - 05/24/2021

PRUCO SECURITIES, LLC. (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 06/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 02/01/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Thomas Graham.
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