Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Friedmann is an investment advisor representative at Stifel, Nicolaus & Company, Inc.. Robert is a securities professional with over 40 years of experience in the financial services industry. Robert has been registered with Stifel, Nicolaus & Company, Inc. since February 2009. Robert holds Series 3, 4, 5, 7, 9, 10, 12, 15, 24, 63, and 65 licenses. Robert also holds registrations in 30 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (NAPLES FL)
FL
02/21/2006 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (NAPLES FL)
MD
02/01/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
01/22/1996 - 02/01/1996
LEGG MASON WOOD WALKER, INCORPORATED
NY
08/17/1987 - 01/26/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/10/1981 - 08/29/1987
E. F. HUTTON & COMPANY INC
NA
12/08/1978 - 08/29/1987
E. F. HUTTON & COMPANY INC
NA
01/16/1981 - 11/15/1981
DEAN WITTER REYNOLDS INC.
NA
09/26/1978 - 12/17/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/14/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 08/20/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 06/15/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 06/08/1988
Series 5 - Interest Rate Options Examination
BC
Issued 02/15/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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