Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thomas Doak is a financial advisor with MML Investors Services, LLC, a firm with a strong track record in the financial industry. Robert has a diverse background with experience in various aspects of financial services, including investment company products, general securities, and investment advisory services. Robert's career spans over two decades, and Robert is currently licensed in various states including California, Illinois, Indiana, Maryland, Massachusetts, Minnesota, New Hampshire, and Pennsylvania. Robert's focus is on providing comprehensive financial advice and guidance to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
07/13/2010 - Present
MML Investors Services, LLC (Boston MA)
TX
06/01/2010 - 06/04/2010
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IL
09/09/2008 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
12/07/1999 - 09/02/2008
FIRST TRUST PORTFOLIOS L.P. (LISLE IL)
IL
11/17/1999 - 12/13/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
TX
08/26/1998 - 04/08/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 07/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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