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Robert Thomas Cosentino

LPL Financial LLC

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About Robert Thomas Cosentino

Robert Thomas Cosentino is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with LPL Financial LLC in Rocky Hill, CT. He is a Registered Representative and Investment Advisor Representative. Previously, Robert has worked with a number of firms including UVEST Financial Services Group, Inc., Webster Investment Services, Inc., Liberty Securities Corporation, Globalcomm Securities, Inc., Investors Associates, Inc., Dickinson & Co., PRUCO Securities Corporation, The Prudential Insurance Company of America, and Jonathan Alan & Co., Inc. He holds Series 3, 7, 24, 30, 63, and 65 licenses and has passed the SIE exam.

Firm Information

Robert Cosentino is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Cosentino’s Registration & Firm History

CT

03/20/2024 - Present

LPL Financial LLC (ROCKY HILL CT)

CT

02/13/2007 - 10/11/2011

UVEST FINANCIAL SERVICES GROUP, INC. (WEST HARTFORD CT)

CT

07/15/1999 - 02/13/2007

WEBSTER INVESTMENT SERVICES, INC. (CROMWELL CT)

NY

12/19/1996 - 07/15/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

11/29/1995 - 02/20/1996

GLOBALCOMM SECURITIES, INC.

NJ

10/26/1993 - 12/21/1993

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

IA

06/17/1993 - 09/16/1993

DICKINSON & CO. (DES MOINES IA)

NJ

06/26/1990 - 07/11/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/26/1990 - 07/11/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

12/20/1988 - 08/31/1989

JONATHAN ALAN & CO., INC.

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Licenses & Designations

IA

Issued 01/02/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/1997

Series 24 - General Securities Principal Examination

BC

Issued 07/15/1996

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1994

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Robert Thomas Cosentino. Review regulatory record here.
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