Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Tannenbaum is a financial advisor registered with Wells Fargo Clearing Services, LLC. Robert has been in the industry since May 29, 2008. Robert has a strong background in the financial services industry, having previously worked for UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Robert holds the Series 7, Series 31, Series 66 and SIE licenses. Robert's primary office is located in Tampa, Florida and is licensed to provide financial advice in Arizona, California, Florida, Georgia, Illinois, Louisiana, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/14/2022 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
08/22/2016 - 01/03/2023
UBS FINANCIAL SERVICES INC. (TAMPA FL)
FL
04/16/2010 - 08/29/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
FL
06/01/2009 - 04/19/2010
MORGAN STANLEY SMITH BARNEY (TAMPA FL)
FL
05/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TAMPA FL)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Tannenbaum is the right advisor for you? Invested Better is here to help.
