Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert T Ellis is a financial advisor with over 10 years of experience in the financial services industry. Robert is currently registered as an Investment Advisor Representative with Corient. Robert holds the Series 3, 7 and 66 licenses and the SIE. Robert has worked in the financial services industry since 2012, with previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A., and Kore Private Wealth, LLC. Corient provides portfolio management for individuals and pooled investment vehicles, financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
NY
02/10/2023 - Present
Corient (New York NY)
NY
05/07/2013 - 06/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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