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Robert T Bruce

Nylife Securities LLC

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About Robert T Bruce

Robert T. Bruce is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Nylife Securities LLC and holds Series 7, Series 63, Series 24, and SIE licenses. Robert has worked for several firms throughout his career, including Vanguard Marketing Corporation, Lincoln Financial Securities Corporation, and Capital Brokerage Corporation. Robert has been a resident of Horsham, Pennsylvania, for many years.

Firm Information

Robert Bruce is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Bruce’s Registration & Firm History

PA

06/26/2024 - Present

Nylife Securities LLC (HORSHAM PA)

PA

06/02/2022 - 04/11/2023

VANGUARD MARKETING CORPORATION (MALVERN PA)

PA

09/18/2003 - 03/31/2022

LINCOLN FINANCIAL SECURITIES CORPORATION (Kennett Square PA)

VA

06/05/2000 - 09/25/2003

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

NY

06/28/1993 - 01/07/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

09/04/1991 - 02/08/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

MN

07/05/1991 - 09/06/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/05/1991 - 09/06/1991

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 01/10/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/16/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert T Bruce.
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