Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sullivan is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with R. Seelaus & Co., LLC and has been with them since September 29, 2023. Robert has previously worked at SMBC Nikko Securities America, Inc., Lloyds Securities, HSBC Securities (USA) Inc., Goldman, Sachs & Co., and Lehman Brothers Inc. Robert holds a Series 3, 7, 24, 52, and 63 license and a SIE designation. Robert has been registered in Connecticut, Illinois, Massachusetts, New Jersey, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/29/2023 - Present
R. Seelaus & CO., LLC (Chatham NJ)
NY
08/16/2016 - 09/25/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
01/05/2015 - 08/04/2016
LLOYDS SECURITIES (NEW YORK NY)
NY
08/15/2002 - 12/17/2014
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/18/2000 - 03/22/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/08/1996 - 04/13/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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