Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stith Northington Jr. is an active financial advisor registered with Raymond James Financial Services Advisors, Inc. Robert has been in the financial industry since 1972 and holds Series 7TO, Series 10, Series 9, Series 8, Series 31, Series 5, PC, and SIE licenses. He is also licensed in 12 states: Alabama, California, Florida, Georgia, Michigan, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Robert has previously worked with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Legg Mason Masten Inc., and Alex. Brown & Sons Incorporated. Robert is also the owner of a support company associated with Raymond James Financial Services Advisors, Inc. Robert provides financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
08/14/2009 - Present
Raymond James Financial Services Advisors, Inc. (Winston Salem NC)
NC
06/01/2009 - 08/14/2009
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
NC
11/03/1987 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (WINSTON SALEM NC)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
10/22/1987 - 10/30/1987
LEGG MASON WOOD WALKER, INCORPORATED
NA
01/10/1972 - 09/22/1987
ALEX. BROWN & SONS INCORPORATED
BC
Issued 4/3/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/7/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 1/24/1983
Series 5 - Interest Rate Options Examination
BC
Issued 4/1/1977
PC - AMEX Put and Call Exam
BC
Issued 12/28/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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