Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stewart Stauffer is a financial advisor who has been in the industry since 2003. Robert is currently registered with Stifel, Nicolaus & Company, Inc. and is also registered with the state of Maryland. Previously, Robert worked at Park Avenue Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated. Robert has passed the Series 66, Series 10, Series 9, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/19/2014 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
PA
09/04/2013 - 06/19/2014
PARK AVENUE SECURITIES LLC (LANCASTER PA)
DC
06/01/2009 - 02/17/2012
BARCLAYS CAPITAL INC. (WASHINGTON DC)
NY
02/21/2006 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
10/27/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/13/2002 - 10/28/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 09/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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