Unclaimed
Robert Fussell is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Robert has been in the financial industry since February 3, 1982. The advisor has a Series 63, Series 7 and Series 65 licenses. Robert is registered with the FINRA and is a member of the following states: Arizona, California, Florida, Georgia, Kentucky, North Carolina, Ohio, South Carolina, South Dakota, Texas, and Wisconsin. Robert was formerly affiliated with ROBERT W. BAIRD & CO. INCORPORATED and is currently affiliated with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NC
02/04/1982 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
WI
05/10/1985 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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