Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Steven Weaver is an investment advisor representative registered with UBS Financial Services Inc. Robert has been in the industry since 1977 and has held previous positions at RBC Capital Markets Corporation, Sutro & Co. Incorporated, First Union Securities, Inc., Bateman Eichler, Hill Richards, Incorporated, Dean Witter Reynolds Inc., E. F. Hutton & Company Inc., Reynolds Securities, Inc., and Dean Witter & Co. Incorporated. Robert is licensed to provide investment advice in California and Texas. Robert is currently registered as an investment advisor representative for UBS Financial Services Inc. in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/10/2015 - Present
UBS Financial Services Inc. (WESTLAKE VILLAGE CA)
CA
03/09/2002 - 10/13/2010
RBC CAPITAL MARKETS CORPORATION (WOODLAND HILLS CA)
CA
03/02/2001 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 03/26/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
05/24/1985 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
07/20/1981 - 05/17/1985
DEAN WITTER REYNOLDS INC.
NA
10/25/1977 - 07/27/1981
E. F. HUTTON & COMPANY INC
NA
07/29/1977 - 11/27/1977
REYNOLDS SECURITIES, INC.
NA
01/03/1977 - 08/15/1977
DEAN WITTER & CO. INCORPORATED
IA
Issued 02/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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