Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Steven Ransdell has been a registered representative since November 2001, with experience in the financial services industry since that time. Robert has a wide range of experience in the industry, including working for Stephens, Investment Professionals, Inc. and Morgan Stanley DW Inc. Robert is currently registered with Stephens and holds a Series 7, 9, 10, 24, 31, 66, and SIE licenses. Robert is currently registered in Arkansas and Texas and is registered with the Financial Industry Regulatory Authority (FINRA) as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/02/2018 - Present
Stephens (LITTLE ROCK AR)
AR
09/10/2004 - 03/06/2018
INVESTMENT PROFESSIONALS, INC. (LITTLE ROCK AR)
NY
11/14/2001 - 09/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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