Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Steven Holcomb is a financial advisor at Cadaret, Grant & CO., Inc. Robert has been a registered representative with the firm since May 2019. Robert is also registered with Cuso Financial Services, LP and Sorrento Pacific Financial, LLC. Previously, Robert worked at DFPG INVESTMENTS, INC. and FIRST ALLIED SECURITIES, INC. Robert is also a registered Investment Advisor Representative (IAR) with Cadaret, Grant & CO., Inc., Cuso Financial Services, LP and Sorrento Pacific Financial, LLC. Robert has been active in the financial services industry since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/31/2019 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
CA
07/09/2015 - 11/16/2017
DFPG INVESTMENTS, INC. (SAN DIEGO CA)
CA
04/03/2013 - 01/09/2015
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IA
Issued 05/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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