Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Feinman is a financial advisor who has been working in the industry since 1976. Currently, Robert works at Aegis Capital Corp. as a Registered Representative. Before joining Aegis Capital Corp., Robert worked at EMPIRE ASSET MANAGEMENT COMPANY, ALEXANDER CAPITAL, L.P., UBS FINANCIAL SERVICES INC., MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., KAUFMAN BROS., L.P., PAINEWEBBER INCORPORATED, PRUDENTIAL SECURITIES INCORPORATED, LEHMAN BROTHERS INC., BACHE HALSEY STUART SHIELDS INCORPORATED, BACHE HALSEY STUART INC., BACHE & CO INCORPORATED, BUTCHER & SINGER INC., and BACHE & CO., INCORPORATED. Robert specializes in financial planning, portfolio management for businesses, and portfolio management for individuals. Robert is a holder of Series 3, Series 5, Series 63, Series 7TO, Series 8, Series 9, Series 10, Series 14, Series 15, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/06/2021 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
04/04/2016 - 07/02/2020
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
06/03/2014 - 03/21/2016
ALEXANDER CAPITAL, L.P. (STATEN ISLAND NY)
NY
07/09/2012 - 06/05/2014
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
11/15/2011 - 05/29/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
01/04/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/16/2000 - 01/03/2005
KAUFMAN BROS., L.P. (NEW YORK NY)
NJ
11/23/1999 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/21/1995 - 12/02/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/16/1978 - 12/08/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/16/1977 - 12/04/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
07/28/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
11/04/1975 - 08/02/1976
BUTCHER & SINGER INC.
NA
09/02/1974 - 01/01/1976
BACHE & CO., INCORPORATED
IA
Issued 10/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/21/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 08/26/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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