Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Steven Davis is a financial professional with over 20 years of experience in the industry. Currently, Robert is registered with Intrepid Investment Bankers LLC and is located in Los Angeles, California. Robert holds several licenses, including Series 7, 24, 63, 79TO, 99TO, and SIE. Prior to joining Intrepid Investment Bankers LLC, Robert has also worked with Wells Fargo Securities, LLC, Barrington Associates, First Union Securities, Inc., and Bowles Hollowell Conner & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/10/2011 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
CA
07/01/2009 - 06/03/2010
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
10/03/2006 - 07/01/2009
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
03/17/2003 - 10/05/2006
BARRINGTON ASSOCIATES (LOS ANGELES CA)
MO
10/01/1999 - 05/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/01/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
04/30/1998 - 02/01/1999
BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)
NC
09/24/1997 - 04/30/1998
BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)
BC
Issued 01/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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