Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Steven Bennett is a financial advisor with over 30 years of experience in the financial services industry. Robert has held various positions at reputable firms including UBS Financial Services Inc., Morgan Stanley DW Inc., and FSC Securities Corporation. Currently, Robert is registered as a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is based in their Palm Beach, FL branch office. Robert offers a variety of financial services including portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/26/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH FL)
FL
11/04/2005 - 10/01/2014
UBS FINANCIAL SERVICES INC. (PALM BEACH FL)
NY
03/04/1992 - 11/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
10/24/1990 - 01/15/1992
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
04/10/1990 - 10/26/1990
MAPLE LEAF SECURITIES, INC.
NA
10/19/1988 - 02/14/1989
MAPLE LEAF SECURITIES, INC.
IA
Issued 12/1/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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