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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stephen Wood is an investment advisor representative with Cambridge Investment Research Advisors, Inc. located in New Canaan, CT. Robert has been in the securities industry for 29 years and has experience with various types of investments. Robert is registered with the state of Connecticut and other states as a broker-dealer and investment advisor representative. Robert is a Series 7 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
06/28/2016 - Present
Cambridge Investment Research Advisors, Inc. (New Canaan CT)
CT
06/02/2006 - 06/27/2016
COMMONWEALTH FINANCIAL NETWORK (NEW CANAAN CT)
CT
04/20/2001 - 06/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
MO
10/02/1995 - 05/01/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CT
10/13/1994 - 10/10/1995
DIAMANT INVESTMENT CORPORATION (GREENWICH CT)
MA
03/12/1993 - 10/07/1994
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
IA
Issued 12/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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