Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stephen Rich is an investment advisor representative registered with Huntleigh Advisors, Inc. and has been in the securities industry since 1969. Robert Stephen Rich has been associated with Huntleigh Advisors, Inc. since 2015. Prior to that, he was registered with Oppenheimer & Co. Inc. from 2009 to 2015. Robert Stephen Rich holds Series 63, 65, 7TO, SIE, PC and Series 1 licenses and is registered in Massachusetts, Missouri, North Carolina, Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
07/20/2015 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
04/16/2009 - 06/18/2015
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
MO
05/05/2004 - 05/05/2009
CITIGROUP GLOBAL MARKETS INC. (CLAYTON MO)
MO
07/01/2003 - 05/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/16/1984 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/31/1980 - 09/06/1984
PAINEWEBBER INCORPORATED
NA
06/17/1974 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
09/24/1973 - 07/13/1974
THOMSON MCKINNON SECURITIES INC.
NA
10/11/1972 - 11/03/1973
KOHLMEYER & CO.
NA
03/24/1969 - 11/10/1972
A. G. EDWARDS & SONS, INC.
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 03/13/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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