Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stephen Dworacek is a financial professional with over 20 years of experience in the industry. Robert currently works at National Financial Services LLC, where he has been employed since 2010. Prior to this, Robert worked at Fidelity Brokerage Services LLC and has been associated with National Financial Services LLC since 2008. Robert holds a Series 7, Series 10, Series 9, and Series 63 licenses as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/01/2010 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
02/08/2008 - 02/23/2009
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
01/17/2001 - 12/06/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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