Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stanton Barmen is an investment advisor representative with Wells Fargo Clearing Services, LLC. Robert has been in the financial services industry since 1996 and has held registrations with several firms including Morgan Stanley, BPU Investment Management Inc., UVEST Financial Services Group, Inc., UBS Financial Services Inc. and Prudential Securities Incorporated. Robert has passed the Series 7, Series 31, Series 63 and Series 65 exams. Robert is registered to provide investment advice and services in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/05/2023 - Present
Wells Fargo Clearing Services, LLC (SEWICKLEY PA)
PA
06/13/2016 - 04/21/2023
MORGAN STANLEY (Pittsburgh PA)
PA
03/11/2009 - 07/20/2010
BPU INVESTMENT MANAGEMENT INC. (PITTSBURGH PA)
PA
03/05/2004 - 03/23/2009
UVEST FINANCIAL SERVICES GROUP, INC. (PITTSBURGH PA)
NJ
11/23/1998 - 03/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/13/1996 - 11/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
01/31/1996 - 07/01/1996
PNC BROKERAGE CORP (PITTSBURGH PA)
BC
Issued 06/21/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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